Industry Pros Continue Migration To WallachBeth Capital - More New Hires For...
WallachBeth Capital LLC (“WB”), the institutional brokerage/execution firm specializing in exchange-traded funds (ETFs), equities and options, announced its further expansion with the recent hiring of...
View ArticleSEC Charges U.S. Perpetrators In $35 Million International Boiler Room Scheme
The Securities and Exchange Commission today charged a Hawaii resident and two firms he used to orchestrate a scheme in which he covertly founded small companies, installed management, and recruited...
View ArticleFederal Court In South Carolina Orders Ronald E. Satterfield And Nicholas And...
The U.S. Commodity Futures Trading Commission (CFTC) obtained two federal court consent orders of permanent injunction, one order requiring defendant Ronald E. Satterfield, of Charleston, S.C., to pay...
View ArticleTestimony Of U.S. Treasury Under Secretary For International Affairs Lael...
Chairman Miller, Ranking Member McCarthy, members of the Subcommittee, thank you for the opportunity to speak with you today about our economic and financial relationship with China.read more...
View ArticleThe Legacy Of Charlemagne - Wolfgang Schäuble And European Integration...
Good evening. It is a great pleasure to be here to honor Wolfgang Schäuble, who will soon be awarded the most prestigious Charlemagne Prize.read more...
View ArticleStatement By William J. Brodsky, Chairman And CEO, CBOE Holdings, Inc. On...
William J. Brodsky, Chairman and CEO of CBOE Holdings, Inc. (NASDAQ: CBOE), today issued the following statement regarding Illinois pension reform: read more...
View ArticleSIFMA Market Close Recommendations For The US Memorial Day And UK Early June...
In observance of the US Memorial Day Holiday, SIFMA made holiday recommendations for the U.S., the U.K., and Japan. SIFMA also made holiday recommendations for the UK Spring Bank and Queen’s Diamond...
View ArticleBank Of England Quarterly Inflation Report Q&A - 16th May 2012 Press...
Jeremy Warner, Daily Telegraph:read more...
View ArticleNew Zealand's Financial Markets Authority: Unsolicited Offers - Guidance For...
If you receive an unexpected letter offering to buy your investments, there are certain checks you should make before accepting the offer. The common traps are:read more...
View ArticleSwedish Financial Supervisory Authority - Finansinspektionen - Folksam LO...
Investment management company Folksam LO Fond AB has not dealt with the conflicts of interests in its business operations and has had inadequate internal governance and control. The company is...
View ArticleSwedish Financial Supervisory Authority - Finansinspektionen - Revokes The...
Insurance broker Nordisk Kapitalförvaltning AB has had several material deficiencies in its business operations. Such deficiencies relate to the provision of investment advice and information to...
View ArticleInter–Dealer Broker ICAP Reported To Be In Talks To Buy Plus Markets Group
Inter–dealer broker ICAP is reported to be in talks to buy Plus Markets Group. Plus Markets Group is due to close after failing to find a buyer.
View ArticleFlexTrade Connects To SIX Swiss Exchange
FlexTrade Systems, a global leader in broker-neutral, multi-asset execution and order management systems, today announced it has become an approved Independent Software Vendor (ISV) with SIX Swiss...
View ArticleQuoted Companies Alliance Calls For Primary Equity Market Review Following...
The Quoted Companies Alliance, the independent membership organisation that champions the needs of small to mid-size quoted companies, has called on the Government to urgently review whether the UK’s...
View ArticleHKFE Announces Revised Margins For CNOOC Futures
Hong Kong Futures Exchange Limited (HKFE), a wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited (HKEx), has announced that with effect from the commencement of trading on Monday, 21...
View ArticleNomura Hires Wendy Liu As Head Of China Equity Research
Nomura, the global investment bank, has hired Wendy Liu as Managing Director and Head of China Equity Research, based in Hong Kong. Wendy will be responsible for managing Nomura's China equity research...
View ArticleLaunch Of Tokyo Stock Exchange's Official Facebook Page
Today we are proud to announce the launch of TSE's official Facebook page.read more...
View ArticleLME Clear To Move Into New Premises
The London Metal Exchange (LME) plans to move LME Clear staff into dedicated offices close to the main premises in Q3 2012. The LME Clear team continues to expand as the selection processes for both...
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